Uno Advisers is licensed by:
Uno Advisers operates under the regulatory supervision of Securities Commission Malaysia and Bank Negara Malaysia. These approvals ensure that our advice meets strict standards for professionalism, transparency and client protection.
Securities Commission Malaysia (SC) oversees our financial planning and investment-related advisory work, setting the rules for how we assess suitability, communicate recommendations and uphold ethical conduct.
Bank Negara Malaysia (BNM) regulates areas involving insurance and takaful, ensuring that our guidance remains independent, accurate and in the best interest of our clients.
A Licensed Financial Planner in Malaysia must meet
requirements set by SC and BNM, including
Recognised academic qualifications
Completion of formal financial planning modules
Passing licensing examinations
Meeting fit and proper criteria
Fulfilling annual Continuous Professional Development (CPD) hours
Following strict rules on ethics, disclosure and suitability
This ensures that advice you receive is unbiased, transparent and in your best interest.
At Uno Advisers, every adviser goes throunal development process. Our standards in
This approach ensures technical competency, ethical practice and consistent client experience.
Look for a CMSL licence number
Licensed firms must display their Capital Markets Services Licence. Uno Advisers’ licence is eCMSL/A0384/2023.
Check the Securities Commission Malaysia register
SC publishes a public list of licensed representatives and CMSL holders.
Check Bank Negara Malaysia’s list of approved financial advisers
BNM maintains an updated list of companies authorised to advise on insurance and takaful matters.
Ask about qualifications and licensing documents
Licensed planners will always provide verification when requested.
These steps help ensure that you receive advice that is regulated, accountable and protected under Malaysian law.
Licensing is not just a requirement. It reflects our commitment to:
Your financial wellbeing deserves advice that is qualified, regulated and trustworthy. At Uno Advisers, our credentials are your assurance of professionalism at every step.
